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<html>
<head>
<title>LISP Tutorial 2: Advanced Functional Programming in LISP</title>
</head>
<body bgcolor=ffffff>
<h1>LISP Tutorial 2: Advanced Functional Programming in LISP</h1>
<h2>Auxiliary Functions and Accumulator Variables</h2>
<p>We define the <em>reversal</em> of a list <em>L</em>
to be a list containing exactly the elements of <em>L</em> in reversed
order.
The Common LISP built-in function <tt>(reverse <em>L</em>)</tt>
returns the reversal of <em>L</em>:
<pre>
USER(1): (reverse '(1 2 3 4))
(4 3 2 1)
USER(2): (reverse '(1 (a b) (c d) 4))
(4 (c d) (a b) 1)
USER(3): (reverse nil)
NIL
</pre>
<p>Implementing a version of <tt>reverse</tt> is not difficult,
but finding an efficient implementation is not as trivial.
To review what we learned in the last tutorial, let us begin
with a naive implementation of <tt>reverse</tt>:
<pre>
(defun slow-list-reverse (L)
"Create a new list containing the elements of L in reversed order."
(if (null L)
nil
(list-append (slow-list-reverse (rest L))
(list (first L)))))
</pre>
<p>Notice that this linearly recursive implementation calls
the function <tt>list-append</tt> we implemented in the
the last tutorial. Notice also the new function <tt>list</tt>,
which returns a list containing its arguments. For example,
<tt>(list 1 2)</tt> returns the list <tt>(1 2)</tt>. In general,
<tt>(list <em>x<sub>1</sub></em> <em>x<sub>2</sub></em> ...
<em>x<sub>n</sub></em>)</tt>
is just a shorthand for <tt>(cons <em>x<sub>1</sub></em>
(cons <em>x<sub>2</sub></em>
... (cons <em>x<sub>n</sub></em> nil) ... ))</tt>. So, the expression
<tt>(list (first L))</tt> in the listing above returns a
singleton list containing the first element of <tt>L</tt>.
<p>So, why does <tt>(slow-list-reverse <em>L</em>)</tt> returns
the reversal of <em>L</em>? The list <em>L</em> is
constructed either by <tt>nil</tt> or by <tt>cons</tt>:
<ul>
<li><b>Case 1:</b> <em>L</em> is <tt>nil</tt>.<br>
The reversal of
<em>L</em> is simply <tt>nil</tt>.
<li><b>Case 2:</b> <em>L</em> is constructed from a call to <tt>cons</tt>.<br>
Then <tt>L</tt> has two components: <tt>(first <em>L</em>)</tt> and
<tt>(rest <em>L</em>)</tt>. If we append <tt>(first <em>L</em>)</tt>
to the end of the reversal of <tt>(rest <em>L</em>)</tt>,
then we
obtain the reversal of <em>L</em>.
Of course, we could make use of <tt>list-append</tt> to do this.
However, <tt>list-append</tt> expects two list arguments, so we
need to construct a singleton list containing <tt>(first <em>L</em>)</tt>
before we pass it as a second argument to <tt>list-append</tt>.
</ul>
<p>Let us trace the execution of the function to see how the recursive
calls unfold:
<pre>
USER(3): (trace slow-list-reverse)
(SLOW-LIST-REVERSE)
USER(4): (slow-list-reverse '(1 2 3 4))
0: (SLOW-LIST-REVERSE (1 2 3 4))
1: (SLOW-LIST-REVERSE (2 3 4))
2: (SLOW-LIST-REVERSE (3 4))
3: (SLOW-LIST-REVERSE (4))
4: (SLOW-LIST-REVERSE NIL)
4: returned NIL
3: returned (4)
2: returned (4 3)
1: returned (4 3 2)
0: returned (4 3 2 1)
(4 3 2 1)
</pre>
Everything looks fine, until we trace also the unfolding of <tt>list-append</tt>:
<pre>
USER(9): (trace list-append)
(LIST-APPEND)
USER(10): (slow-list-reverse '(1 2 3 4))
0: (SLOW-LIST-REVERSE (1 2 3 4))
1: (SLOW-LIST-REVERSE (2 3 4))
2: (SLOW-LIST-REVERSE (3 4))
3: (SLOW-LIST-REVERSE (4))
4: (SLOW-LIST-REVERSE NIL)
4: returned NIL
4: (LIST-APPEND NIL (4))
4: returned (4)
3: returned (4)
3: (LIST-APPEND (4) (3))
4: (LIST-APPEND NIL (3))
4: returned (3)
3: returned (4 3)
2: returned (4 3)
2: (LIST-APPEND (4 3) (2))
3: (LIST-APPEND (3) (2))
4: (LIST-APPEND NIL (2))
4: returned (2)
3: returned (3 2)
2: returned (4 3 2)
1: returned (4 3 2)
1: (LIST-APPEND (4 3 2) (1))
2: (LIST-APPEND (3 2) (1))
3: (LIST-APPEND (2) (1))
4: (LIST-APPEND NIL (1))
4: returned (1)
3: returned (2 1)
2: returned (3 2 1)
1: returned (4 3 2 1)
0: returned (4 3 2 1)
(4 3 2 1)
</pre>
What we see here is revealing: given a list of <em>N</em> element,
<tt>slow-list-reverse</tt> makes <em>O(N)</em> recursive calls,
with each level of recursionl involving a call to the linear-time
function <tt>list-append</tt>. The result is that <tt>slow-list-reverse</tt>
is an <em>O(N<sup>2</sup>)</em> function.
<p>We can in fact build a much more efficient version
of <tt>reverse</tt> using <em>auxiliary functions</em>
and <em>accumulator variables</em>:
<pre>
(defun list-reverse (L)
"Create a new list containing the elements of L in reversed order."
(list-reverse-aux L nil))
(defun list-reverse-aux (L A)
"Append list A to the reversal of list L."
(if (null L)
A
(list-reverse-aux (rest L) (cons (first L) A))))
</pre>
<p>
The function <tt>list-reverse-aux</tt> is an <em>auxiliary function</em>
(or a <em>helper function</em>). It does not perform any useful
function by itself, but the <em>driver function</em>
<tt>list-reverse</tt> could use it as a tool when building a
reversal. Specifically, <tt>(list-reverse-aux <em>L</em> <em>A</em>)</tt>
returns a new list obtained by appending list <em>A</em> to
the reversal of list <em>L</em>. By passing <tt>nil</tt> as <em>A</em>
to <tt>list-reverse-aux</tt>,
the driver function <tt>list-reverse</tt> obtains the reversal of <em>L</em>.
<p>Let us articulate why <tt>(list-reverse-aux <em>L</em> <em>A</em>)</tt>
correctly appends <em>A</em> to the reversal of list <em>L</em>.
Again, we know that either
<em>L</em> is <tt>nil</tt> or it is constructed
by <tt>cons</tt>:
<ul>
<li><b>Case 1:</b> <em>L</em> is <tt>nil</tt>.<br>
The reversal of <em>L</em> is simply <tt>nil</tt>. The
result of appending <em>A</em> to the end of an empty list
is simply <em>A</em> itself.
<li><b>Case 2:</b> <em>L</em> is constructed by <tt>cons</tt>.<br>
Now <em>L</em> is composed of two parts: <tt>(first <em>L</em>)</tt>
and <tt>(rest <em>L</em>)</tt>. Observe that <tt>(first <em>L</em>)</tt>
is the last element in the reversal of <em>L</em>. If we are to
append <em>A</em> to the end of the reversal of <em>L</em>, then
<tt>(first <em>L</em>)</tt> will come immediately before the
elements of <em>A</em>. Observing the above, we recognize that
we obtain the desired result by recursively appending
<tt>(cons (first <em>L</em>) <em>A</em>)</tt> to the
reversal of <tt>(rest <em>L</em>)</tt>.
</ul>
Tracing both <tt>list-reverse</tt> and <tt>list-reverse-aux</tt>, we get
the following:
<pre>
USER(17): (trace list-reverse list-reverse-aux)
(LIST-REVERSE LIST-REVERSE-AUX)
USER(18): (list-reverse '(1 2 3 4))
0: (LIST-REVERSE (1 2 3 4))
1: (LIST-REVERSE-AUX (1 2 3 4) NIL)
2: (LIST-REVERSE-AUX (2 3 4) (1))
3: (LIST-REVERSE-AUX (3 4) (2 1))
4: (LIST-REVERSE-AUX (4) (3 2 1))
5: (LIST-REVERSE-AUX NIL (4 3 2 1))
5: returned (4 3 2 1)
4: returned (4 3 2 1)
3: returned (4 3 2 1)
2: returned (4 3 2 1)
1: returned (4 3 2 1)
0: returned (4 3 2 1)
(4 3 2 1)
</pre>
<p>For each recursive call to <tt>list-reverse-aux</tt>, notice how
the first element of <em>L</em> is "peeled off", and is then
"accumulated" in <em>A</em>. Because of this observation, we
call the variable <em>A</em> an <em>accumulator variable</em>.
<h2>Factorial Revisited</h2>
<p>To better understand how auxiliary functions and accumulator
variables are used, let us revisit the problem of computing
factorials. The following is an alternative implementation
of the factorial function:
<pre>
(defun fast-factorial (N)
"A tail-recursive version of factorial."
(fast-factorial-aux N 1))
(defun fast-factorial-aux (N A)
"Multiply A by the factorial of N."
(if (= N 1)
A
(fast-factorial-aux (- N 1) (* N A))))
</pre>
Let us defer the explanation of why the function is named "<tt>fast-factorial</tt>", and treat it as just another way to implement <tt>factorial</tt>.
Notice the structural similarity between this pair of functions and
those for computing list reversal.
The auxiliary function <tt>(fast-factorial-aux <em>N</em> <em>A</em>)</tt>
computes the product of <em>A</em> and the <em>N</em>'th factorial.
The driver function computes <em>N!</em> by calling
<tt>fast-factorial-aux</tt> with <em>A</em> set to 1.
Now, the correctness of the auxiliary function
(i.e. that <tt>(fast-factorial-aux <em>N</em> <em>A</em>)</tt> indeed
returns the product of <em>N!</em> and <em>A</em>) can be established as
follows. <em>N</em> is either one or larger than one.
<ul>
<li><em>Case 1</em>: <em>N = 1</em><br>
The product of <em>A</em> and <em>1!</em> is simply <em>A * 1! = A</em>.
<li><em>Case 2</em>: <em>N > 1</em><br>
Since <em>N! = N * (N-1)!</em>, we then have <em>N! * A = (N-1)!
* (N * A)</em>, thus justifying our implementation.
</ul>
<p>Tracing both <tt>fast-factorial</tt> and <tt>fast-factorial-aux</tt>,
we get the following:
<pre>
USER(3): (trace fast-factorial fast-factorial-aux)
(FAST-FACTORIAL-AUX FAST-FACTORIAL)
USER(4): (fast-factorial 4)
0: (FAST-FACTORIAL 4)
1: (FAST-FACTORIAL-AUX 4 1)
2: (FAST-FACTORIAL-AUX 3 4)
3: (FAST-FACTORIAL-AUX 2 12)
4: (FAST-FACTORIAL-AUX 1 24)
4: returned 24
3: returned 24
2: returned 24
1: returned 24
0: returned 24
24
</pre>
<p>If we compare the structure of <tt>fast-factorial</tt> with
<tt>list-reverse</tt>, we notice certain patterns underlying
the use of accumulator variables in auxiliary functions:
<ol>
<li>An auxiliary function generalizes the functionality of
the driver function by promising to compute
the function of interest and also combine the result with
the value of the accumulator variable.
In the case of <tt>list-reverse-aux</tt>, our original
interest were computing list reversals, but then the
auxiliary function computes a more general concept, namely, that
of appending an auxiliary list to some list reversal.
In the case of <tt>fast-factorial-aux</tt>, our original
interest were computing factorials, but the auxiliary
function computes a more general value, namely, the
product of some auxiliary number with a factorial.
<li>At each level of recursion, the auxiliary function
reduces the problem into a smaller subproblem, and
accumulating intermediate results in the accumulator
variable. In the case of <tt>list-reverse-aux</tt>, recursion
is applied to the sublist <tt>(rest <em>L</em>)</tt>, while
<tt>(first <em>L</em>)</tt> is <tt>cons</tt>'ed with <em>A</em>.
In the case of <tt>fast-factorial</tt>, recursion is applied
to <em>(N - 1)!</em>, while <em>N</em> is multiplied with <em>A</em>.
<li>The driver function initiates the recursion by providing
an initial value for the auxiliary variable.
In the case of computing
list reversals, <tt>list-reverse</tt> initializes
<em>A</em> to <tt>nil</tt>. In the case of computing factorials,
<tt>fast-factorial</tt> initializes <em>A</em> to 1.
</ol>
<p>Now that you understand how <tt>fast-factorial</tt> works,
we explain where the adjective "fast" come from ...
<h2>Tail Recursions</h2>
Recursive functions are usually easier to reason about. Notice
how we articulate the correctness of recursive functions in this
and the previous tutorial. However, some naive programmers
complain that recursive functions are slow when compared to
their iterative counter parts. For example, consider the
original implementation of <tt>factorial</tt> we saw in the
previous tutorial:
<pre>
(defun factorial (N)
"Compute the factorial of N."
(if (= N 1)
1
(* N (factorial (- N 1)))))
</pre>
It is fair to point out that, as recursion unfolds, stack frames
will have to be set up, function arguments will have to be pushed
into the stack, so on and so forth, resulting in unnecessary
runtime overhead not experienced by the iterative counterpart
of the above <tt>factorial</tt> function:
<pre>
int factorial(int N) {
int A = 1;
while (N != 1) {
A = A * N;
N = N - 1;
}
return A;
}
</pre>
Because of this and other excuses, programmers conclude that
they could write off recursive implementations ...
<p>Modern compilers for functional programming languages usually
implement <em>tail-recursive call optimizations</em> which
automatically translate a certain kind of linear recursion into
efficient iterations. A linear recursive function is <em>tail-recursive</em>
if the result of each recursive call is returned right away as the
value of the function. Let's examine the implementation of
<tt>fast-factorial</tt> again:
<pre>
(defun fast-factorial (N)
"A tail-recursive version of factorial."
(fast-factorial-aux N 1))
(defun fast-factorial-aux (N A)
"Multiply A by the factorial of N."
(if (= N 1)
A
(fast-factorial-aux (- N 1) (* N A))))
</pre>
<p>Notice that, in <tt>fast-factorial-aux</tt>, there is no work
left to be done after the recursive call <tt>(fast-factorial-aux
(- N 1) (* N A))</tt>. Consequently, the compiler will not
create new stack frame or push arguments, but instead simply
bind <tt>(- N 1)</tt> to <tt>N</tt> and <tt>(* N A)</tt>
to <tt>A</tt>, and jump to the beginning of the function.
Such optimization effectively renders <tt>fast-factorial</tt>
as efficient as its iterative counterpart. Notice also
the striking structural similarity between the two.
<p>When you implement linearly recursive functions, you are
encouraged to restructure it as a tail recursion after you
have fully debugged your implementation. Doing so allows
the compiler to optimize away stack management code.
However, you should do so only after you get the prototype
function correctly implemented. Notice that the technique
of accumulator variables can be used even when we are
not transforming code to tail recursions. For some problems,
the use of accumulator variables offers the most natural solutions.
<p><hr><b>Exercise:</b>
Recall that the <em>N</em>'th <em>triangular number</em> is
defined to be <em>1 + 2 + 3 + ... + N</em>.
Give a tail-recursive implementation of the function
<tt>(fast-triangular <em>N</em>)</tt>
which returns the <em>N</em>'th triangular number.
<hr>
<p><hr><b>Exercise:</b>
Give a tail-recursive implementation of the
function <tt>(fast-power <em>B</em> <em>E</em>)</tt> that
raises <em>B</em> to the power <em>E</em> (assuming that
both <em>B</em> and <em>E</em> are non-negative integers).
<hr>
<p><hr><b>Exercise:</b>
Give a tail-recursive implementation of the
function <tt>(fast-list-length <em>L</em>)</tt>, which
returns the length of a given list <em>L</em>.
<hr>
<h2>Functions as First-Class Objects</h2>
<p>A data type is <em>first-class</em> in a programming language when you
can pass instances of the data type as function arguments
or return them as function values. We are used to treating
numeric and Boolean values as first-class data types in
languages like Pascal and C. However, we might not be familiar to the
notion
that functions could be treated as first-class objects, that is,
functions can be passed as function arguments and returned as
function values. This unique feature of Common LISP and other
functional languages makes it easy to build very powerful abstractions.
In the remaining of this tutorial, we will look at what passing functional
arguments buys us. In the fourth tutorial, when we talk about
imperative programming in LISP, we will return to the topic of
returning functional values.
<p>
Frequently, we need to apply a transformation multiple times on
the same data object. For example, we could define the following
transformation:
<pre>
(defun double (x)
"Multiple X by 2."
(* 2 x))
</pre>
We could compute 2<sup>4</sup>
by applying the <tt>double</tt> transformation
4 times on 1:
<pre>
USER(10): (double (double (double (double 1))))
16
</pre>
Not only is this clumsy, but it also fails to express the very idea
that the same transformation is applied multiple times.
It would be nice if we can repeat applying a given transformation <em>F</em>
on <em>X</em> for <em>N</em> times by simply writing
<tt>(repeat-transformation <em>F</em> <em>N</em> <em>X</em>)</tt>.
The following function does just that:
<pre>
(defun repeat-transformation (F N X)
"Repeat applying function F on object X for N times."
(if (zerop N)
X
(repeat-transformation F (1- N) (funcall F X))))
</pre>
The definition follows the standard tail recursive pattern. Notice
the form <tt>(funcall <em>F</em> <em>X</em>)</tt>. Given
a function <em>F</em> and objects <em>X<sub>1</sub></em>
<em>X<sub>2</sub></em> ... <em>X<sub>n</sub></em>,
the form <tt>(funcall <em>F</em> <em>X<sub>1</sub></em>
<em>X<sub>2</sub></em> ... <em>X<sub>n</sub></em>)</tt>
invoke the function <em>F</em> with arguments <em>X<sub>1</sub></em>,
<em>X<sub>2</sub></em>, ..., <em>X<sub>n</sub></em>. The variable <em>N</em>
is a counter keeping track of the remaining number of times we need to apply
function <em>F</em> to the accumulator variable <em>X</em>.
<p>To pass a the function <tt>double</tt> as an argument to
<tt>repeat-transformation</tt>, we need to annotate the function name
<tt>double</tt> by a <em>closure constructor</em>,
as in the following:
<pre>
USER(11): (repeat-transformation (function double) 4 1)
16
</pre>
There is nothing magical going on, the closure constructor is
just a syntax for telling Common LISP that what follows is a function
rather than a local variable name. Had we not included the
annotation, Common LISP will treat the name <tt>double</tt> as a variable
name, and then report an error since the name <tt>double</tt> is not
defined.
<p>To see how the evaluation arrives at the result 16, we could,
as usual, trace the execution:
<pre>
USER(12): (trace repeat-transformation)
REPEAT-TRANSFORMATION
USER(13): (repeat-transformation #'double 4 1)
0: (REPEAT-TRANSFORMATION #<Interpreted Function DOUBLE> 4 1)
1: (REPEAT-TRANSFORMATION #<Interpreted Function DOUBLE> 3 2)
2: (REPEAT-TRANSFORMATION #<Interpreted Function DOUBLE> 2 4)
3: (REPEAT-TRANSFORMATION #<Interpreted Function DOUBLE> 1 8)
4: (REPEAT-TRANSFORMATION #<Interpreted Function DOUBLE> 0 16)
4: returned 16
3: returned 16
2: returned 16
1: returned 16
0: returned 16
16
</pre>
<h2>Higher-Order Functions</h2>
<p>Notice that exponentiation is not the only use of the
<tt>repeat-transformation</tt> function. Let's say we want to
build a list containing 10 occurrences of the symbol <tt>blah</tt>.
We can do so with the help of <tt>repeat-transformation</tt>:
<pre>
USER(30): (defun prepend-blah (L) (cons 'blah L))
PREPEND-BLAH
USER(31): (repeat-transformation (function prepend-blah) 10 nil)
(BLAH BLAH BLAH BLAH BLAH BLAH BLAH BLAH BLAH BLAH)
</pre>
<p>Suppose we want to fetch the 7'th element of the list
<tt>(a b c d e f g h i j)</tt>.
Of course, we could use the
built in function <tt>seventh</tt> to do the job, but for the fun of it, we
could also achieve what we want in the following way:
<pre>
USER(32): (first (repeat-transformation (function rest) 6 '(a b c d e f g h i j)))
G
</pre>
Basically, we apply <tt>rest</tt> six times before apply <tt>first</tt>
to get the seventh element. In fact, we could have defined the function
<tt>list-nth</tt> (see previous tutorial) in the following way:
<pre>
(defun list-nth (N L)
(first (repeat-transformation (function rest) N L)))
</pre>
(<tt>list-nth</tt> numbers the member of a list from zero onwards.)
<p>As you can see, functions that accepts other functions as arguments
are very powerful abstractions. You can encapsulate generic
algorithms in such a function, and parameterize their behavior by
passing in different function arguments. We call a function that
has functional parameters (or return a function as its value)
a <em>higher-order</em> function.
<p>One last point before we move on. The closure constructor <tt>function</tt>
is used very often when working with higher-order functions. Common
LISP therefore provide another equivalent syntax to reduce typing.
When we want Common LISP to interpret a name <tt>F</tt>
as a function, instead
of typing <tt>(function F)</tt>, we can also type the shorthand
<tt>#'F</tt>. The prefix <tt>#'</tt> is nothing but an alternative
syntax for the closure constructor. For example, we could enter
the following:
<pre>
USER(33): (repeat-transformation #'double 4 1)
16
USER(34): (repeat-transformation #'prepend-blah 10 nil)
(BLAH BLAH BLAH BLAH BLAH BLAH BLAH BLAH BLAH BLAH)
USER(35): (first (repeat-transformation #'rest 6 '(a b c d e f g h i j)))
G
</pre>
<h2>Lambda Expressions</h2>
<p>Some of the functions, like
<tt>prepend-blah</tt> for example, serves no other purpose
but to instantiate the generic algorithm <tt>repeat-transformation</tt>.
It would be tedious if we need to define it as a global function
using <tt>defun</tt>
before we pass it into <tt>repeat-transformation</tt>. Fortunately,
LISP provides a mechanism to help us define functions "in place":
<pre>
USER(36): (repeat-transformation #'(lambda (L) (cons 'blah L)) 10 nil)
(BLAH BLAH BLAH BLAH BLAH BLAH BLAH BLAH BLAH BLAH)
</pre>
The first argument <tt>(lambda (L) (cons 'blah L))</tt> is a
<em>lambda expression</em>. It designates an anonymous function
(nameless function) with one parameter <tt>L</tt>, and it returns
as a function value <tt>(cons 'blah <em>L</em>)</tt>. We prefix
the lambda expression with the closure constructor <tt>#'</tt>
since we want Common LISP to interpret the argument as a function
rather than a call to a function named <tt>lambda</tt>.
<p>Similarly, we could have computed powers as follows:
<pre>
USER(36): (repeat-transformation #'(lambda (x) (* 2 x)) 4 1)
16
</pre>
<p><hr><b>Exercise</b>: Define a function <tt>(apply-func-list <em>L</em>
<em>X</em>)</tt>
so that, given a list <em>L</em> of functions and an object <em>X</em>,
<tt>apply-func-list</tt> applies the functions in <em>L</em> to <em>X</em> in
reversed order. For example, the following expression
<pre>
(apply-func-list (list #'double #'list-length #'rest) '(1 2 3))
</pre>
is equivalent to
<pre>
(double (list-length (rest '(1 2 3))))
</pre>
<hr>
<p><hr><b>Exercise</b>: Use <tt>apply-func-list</tt> to compute the following:
<ol>
<li>10 times the fourth element of the list <tt>(10 20 30 40 50)</tt>,
<li>the third element of the second element in the list
<tt>((1 2) (3 4 5) (6))</tt>,
<li>the difference between 10 and the length of <tt>(a b c d e f)</tt>,
<li>a list containing a list containing the symbol <tt>blah</tt>.
</ol>
<hr>
<h2>Iterating Through a List</h2>
<p>We have seen how we could iterate through a list using linear
recursion. We have also seen how such recursion can be optimized
if structured in a tail-recursive form. However, many of the
the list processing functions look striking similar. Consider
the following examples:
<pre>
(defun double-list-elements (L)
"Given a list L of numbers, return a list containing the elements of L multiplied by 2."
(if (null L)
nil
(cons (double (first L)) (double-list-elements (rest L)))))
(defun reverse-list-elements (L)
"Given a list L of lists, return a list containing the reversal of L's members."
(if (null L)
nil
(cons (reverse (first L)) (reverse-list-elements (rest L)))))
</pre>
We could come up with infinitely many more examples of this sort.
Having to write a new function everytime we want to iterate
through a list is both time-consuming and error-prone.
The solution is to capture the generic logic of list iteration
in higher-order functions, and specialize their behaviors by
passing in functional arguments.
<p>If we look at the definitions of <tt>double-list-elements</tt>
and <tt>reverse-list-elements</tt>, we see that they
apply a certain function to
the <tt>first</tt> element of their input, then recursively invoke
themselves to
process the <tt>rest</tt> of the input list, and lastly
combine the result of the two function calls using <tt>cons</tt>.
We could capture this
logic into the following function:
<pre>
(defun mapfirst (F L)
"Apply function F to every element of list L, and return a list containing the results."
(if (null L)
nil
(cons (funcall F (first L)) (mapfirst F (rest L)))))
</pre>
<p>The functions <tt>double-list-elements</tt>
and <tt>reverse-list-elements</tt> can be replaced by the following:
<pre>
USER(18): (mapfirst #'double '(1 2 3 4))
(2 4 6 8)
USER(19): (mapfirst #'reverse '((1 2 3) (a b c) (4 5 6) (d e f)))
((3 2 1) (C B A) (6 5 4) (F E D))
</pre>
<p>Of course, you could also pass lambda abstractions as arguments:
<pre>
USER(20): (mapfirst #'(lambda (x) (* x x)) '(1 2 3 4))
(1 4 9 16)
</pre>
<p>In fact, the higher-order function is so useful that
Common LISP defines a function <tt>mapcar</tt> that does
exactly what <tt>mapfirst</tt> is intended for:
<pre>
USER(22): (mapcar #'butlast '((1 2 3) (a b c) (4 5 6) (d e f)))
((1 2) (A B) (4 5) (D E))
</pre>
The reason why it is called <tt>mapcar</tt> is that the function
<tt>first</tt> was called <tt>car</tt> in some older dialects of
LISP (and <tt>rest</tt> was called <tt>cdr</tt> in those dialects;
Common LISP still supports <tt>car</tt> and <tt>cdr</tt> but
we strongly advice you to stick with the more readable <tt>first</tt>
and <tt>rest</tt>). We suggest you to consider using <tt>mapcar</tt>
whenever you are tempted to write your own list-iterating functions.
<p>The function <tt>mapcar</tt> is an example of <em>generic iterators</em>,
which capture the generic logic of iterating through a list.
If we look at what we do the most when we iterate through a list,
we find that the following kinds of iterations occurs most frequently
in our LISP programs:
<ol>
<li><em>Transformation iteration</em>: transforming a list by
systematically applying a monadic function to the elements
of the list.
<li><em>Search iteration</em>: searching for a list member that
satisfies a given condition.
<li><em>Filter iteration</em>: screening out all members that
does not satisfy a given condition.
</ol>
As we have already seen, <tt>mapcar</tt> implements the generic
algorithm for performing transformation iteration. In the following,
we will look at the analogous of <tt>mapcar</tt> for the
remaining iteration categories.
<h2>Search Iteration</h2>
<p>Let us begin by writing a function that returns an even element in
a list of numbers:
<pre>
(defun find-even (L)
"Given a list L of numbers, return the leftmost even member."
(if (null L)
nil
(if (evenp (first L))
(first L)
(find-even (rest L)))))
</pre>
<p><hr><b>Exercise:</b> Implement a function that, when given a list <em>L</em>
of lists, return a non-empty member of <em>L</em>.
<hr>
<p>We notice that the essential logic of searching can be extracted out
into the following definition:
<pre>
(defun list-find-if (P L)
"Find the leftmost element of list L that satisfies predicate P."
(if (null L)
nil
(if (funcall P (first L))
(first L)
(list-find-if P (rest L)))))
</pre>
The function <tt>list-find-if</tt> examines the elements of <em>L</em>
one by one, and return the first one that satisfies predicate <em>P</em>.
The function can be used for locating even or non-<tt>nil</tt> members
in a list:
<pre>
USER(34): (list-find-if #'evenp '(1 3 5 8 11 12))
8
USER(35): (list-find-if #'(lambda (X) (not (null X))) '(nil nil (1 2 3) (4 5)))
(1 2 3)
</pre>
<p>Common LISP defines a built-in function <tt>find-if</tt> which is
a more general version of <tt>list-find-if</tt>. It can be used just
like <tt>list-find-if</tt>:
<pre>
USER(37): (find-if #'evenp '(1 3 5 8 11 12))
8
USER(38): (find-if #'(lambda (X) (not (null X))) '(nil nil (1 2 3) (4 5)))
(1 2 3)
</pre>
<p><hr><b>Exercise</b>: Use <tt>find-if</tt> to define
a function that
searches among a list of lists for a member
that has length at least 3.
<hr>
<p><hr><b>Exercise</b>: Use <tt>find-if</tt> to define
a function that searches among a list of lists for a member that
contains an even number of elements.
<hr>
<p><hr><b>Exercise</b>: Use <tt>find-if</tt> to define
a function that searches among a list of numbers for
a member that is divisible by three.
<hr>
<h2>Filter Iteration</h2>
<p>Given a list of lists, suppose we want to screen out all the
member lists with length less than three. We could do so by
the following function:
<pre>
(defun remove-short-lists (L)
"Remove all members of L that has length less than three."
(if (null L)
nil
(if (< (list-length (first L)) 3)
(remove-short-lists (rest L))
(cons (first L) (remove-short-lists (rest L))))))
</pre>
To articulate the correctness of this implementation, consider the
following. The list <em>L</em> is either <tt>nil</tt> or constructed
by <tt>cons</tt>.
<ul>
<li><em>Case 1</em>: <em>L</em> is <tt>nil</tt>.<br>
Removing short lists from an empty list simply results in
an empty list.
<li><em>Case 2</em>: <em>L</em> is constructed by <tt>cons</tt>.<br>
<em>L</em> has two components: <tt>(first <em>L</em>)</tt> and
<tt>(rest <em>L</em>)</tt>. We have two cases: either <tt>(first
<em>L</em>)</tt> has fewer than 3 members or it has at least 3 members.
<ul>
<li><em>Case 2.1</em>: <tt>(first <em>L</em>)</tt>
has fewer than three elements.<br>
Since <tt>(first <em>L</em>)</tt> is short, and will not appear
in the result of removing short lists from <em>L</em>, the latter
is equivalent to the result of removing short lists from
<tt>(rest <em>L</em>)</tt>.
<li><em>Case 2.2</em>: <tt>(first <em>L</em>)</tt>
has at least three elements.<br>
Since <tt>(first <em>L</em>)</tt> is not short, and will appear
in the result of removing short lists from <em>L</em>, the latter
is equivalent to adding <tt>(first <em>L</em>)</tt> to the
result of removing short lists from <tt>(rest <em>L</em>)</tt>.
</ul>
</ul>
A typical execution trace is the following:
<pre>
USER(17): (remove-short-lists '((1 2 3) (1 2) nil (1 2 3 4)))
0: (REMOVE-SHORT-LISTS ((1 2 3) (1 2) NIL (1 2 3 4)))
1: (REMOVE-SHORT-LISTS ((1 2) NIL (1 2 3 4)))
2: (REMOVE-SHORT-LISTS (NIL (1 2 3 4)))
3: (REMOVE-SHORT-LISTS ((1 2 3 4)))
4: (REMOVE-SHORT-LISTS NIL)
4: returned NIL
3: returned ((1 2 3 4))
2: returned ((1 2 3 4))
1: returned ((1 2 3 4))
0: returned ((1 2 3) (1 2 3 4))
((1 2 3) (1 2 3 4))
</pre>
<p>Alternatively, we could have removed short lists using Common LISP's
built-in function <tt>remove-if</tt>:
<pre>
USER(19): (remove-if #'(lambda (X) (< (list-length X) 3)) '((1 2 3) (1 2) nil (1 2 3 4)))
((1 2 3) (1 2 3 4))
</pre>
<p>The function <tt>(remove-if <em>P</em> <em>L</em>)</tt> constructs
a new version of list <em>L</em> that contains only members not satisfying
predicate <em>P</em>. For example, we can remove all
even members from the list <tt>(3 6 8 9 10 13 15 18)</tt> by the
following:
<pre>
USER(21): (remove-if #'(lambda (X) (zerop (rem x 2))) '(3 6 8 9 10 13 15 18))
(3 9 13 15)
</pre>
Without <tt>remove-if</tt>, we would end up having to implement a function
like the following:
<pre>
(defun remove-even (L)
"Remove all members of L that is an even number."
(if (null L)
nil
(if (zerop (rem (first L) 2))
(remove-even (rest L))
(cons (first L) (remove-even (rest L))))))
</pre>
<p><hr><b>Exercise</b>: Demonstrate the correctness of <tt>remove-even</tt>
using arguments you have seen in this tutorial.
<hr>
<p><hr><b>Exercise</b>: Observe the recurring pattern in
<tt>remove-short-lists</tt>
and <tt>remove-even</tt>, and implement your own version of
<tt>remove-if</tt>.
<hr>
<p>We could actually implement <tt>list-intersection</tt> using
<tt>remove-if</tt> and lambda abstraction:
<pre>
(defun list-intersection (L1 L2)
"Compute the intersection of lists L1 and L2."
(remove-if #'(lambda (X) (not (member X L2))) L1))
</pre>
In the definition above, the lambda abstraction evaluates to a
predicate that returns true if its argument is not a member of
<em>L2</em>. Therefore, the <tt>remove-if</tt> expression
removes all elements of <em>L1</em> that is not a member of <em>L2</em>.
This precisely gives us the intersection of <em>L1</em> and <em>L2</em>.
<p><hr><b>Exercise</b>: Use <tt>remove-if</tt> and lambda abstractions
to implement <tt>list-difference</tt>.
<hr>
<p><hr><b>Exercise</b>: Look up the functionality of <tt>remove-if-not</tt>
in CTRL2. Re-implement <tt>list-intersection</tt> using
<tt>remove-if-not</tt> and lambda abstraction.
<hr>
<h2>Functions Returning Multiple Values</h2>
<p>The functions we have seen so far return a single value, but some
LISP functions return two or more values. For example, if two arguments
<em>number</em> and <em>divisor</em> are passed to the <tt>floor</tt>
function, it returns two values, the quotient <em>q</em> and the
remainder <em>r</em> so that <em>number = divisor * q + r</em>.
<pre>
USER(11): (floor 17 5)
3
2
USER(12): (floor -17 5)
-4
3
</pre>
Regular binding constructs like <tt>let</tt> and <tt>let*</tt>
only allows us to catch the first returned value of a multiple-valued
function, as the following example illustrates:
<pre>
USER(13): (let ((x (floor 17 5))) x)
3
</pre>
One can use the <tt>multiple-value-bind</tt> to receive the results of
a multiple-valued function:
<pre>
USER(14): (multiple-value-bind (x y) (floor 17 5)
(+ x y))
5
</pre>
In the above expression, <tt>(x y)</tt> is the list of variables
binding to the returned values, <tt>(floor 17 5)</tt> is the
expression generating multiple results. Binding the two values
of <tt>(floor 17 5)</tt> to <tt>x</tt> and <tt> y</tt>, LISP
then evaluates the expression <tt>(+ x y)</tt>.
<p>One may also write LISP functions that return multiple values:
<pre>
(defun order (a b)
"Return two values: (min a b) and (max a b)."
(if (>= a b)
(values b a)
(values a b)))
</pre>
The <tt>values</tt> special form returns its arguments as multiple
values.
<p>For more information about LISP constructs for handling
multiple values, consult section 7.10 of CLTL2.
<p><hr><b>Exercise:</b> Implement a tail-recursive
function <tt>(list-min-max
<em>L</em>)</tt> that returns two values: the minimum
and maximum members of a list <em>L</em> of numbers.
<hr>
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